View SCB Procedures View SCB Procedures

3.8.6 Allegations and Complaints against Foster Carers

AMENDMENTS

This chapter was substantially amended in March 2012 to include complaints against foster carers. This chapter should be re read in its entirety.


Contents 

  1. Scope
  2. Initial Decision Making
  3. Notifications
  4. Investigation an Allegation
  5. Investigating a Complaint
  6. Support to Foster Carers
  7. Role of the Fostering Panel


1. Scope

1.1 This procedure applies to any allegation of abuse of a child who is Looked After by Knowsley Council in a foster home, where the foster carer or members of the household may be implicated. In such circumstances all investigation methods must be mindful from the outset of the possibility that a criminal offence has been committed. 
1.2

In addition to allegations suggestive of Significant Harm or risk of Significant Harm to a child, this procedure should be applied in all situations where it is alleged that the foster carer or member of the household has:

  • Been involved in an incident in their private or professional life  which could have implications either directly or indirectly on the care of a child;
  • Behaved towards a child or children in a way which indicates that he/she is unsuitable to continue to act as an approved foster carer.
1.3 This procedure is also designed to provide a framework for responding to complaints about foster carers raised from a number of possible sources including children and young people, social workers, professionals working with young people who express concerns about their care including children’s guardians and solicitors, supervising social workers in the Family Placement Service, and foster carers themselves.
1.4 Whilst investigating a complaint about a foster carer, if at any point child protection concerns are highlighted, then Safeguarding Children Section 47 Procedures should take precedence, see Knowsley Safeguarding Children Board Procedures, Section 47 Enquiries and Core Assessments Procedure.
1.5

If following an allegation of abuse against a foster carer it is found that the allegation does not meet the criteria for investigation under the Safeguarding Children Section 47 Procedures, (see Knowsley Safeguarding Children Board Procedures, Section 47 Enquiries and Core Assessments Procedure) any outstanding concerns about the practice or care of a foster carer should be considered under this procedure. 

The procedure must be read in conjunction with the Knowsley Safeguarding Children Board Procedures, Management of Allegations against People who Work with Children and Young People of the SCB Procedure.

N.B. There are also separate procedures in relation to Allegations Against Staff Procedure and Allegations against Prospective Adopters Procedure within this manual of procedures.


2. Initial Decision Making

2.1 Any person in receipt of an allegation about a foster carer must inform the carers supervising social worker urgently. The supervising social worker must immediately inform the Registered Manager for fostering and the social worker of any child in placement who in turn must inform their Children's Social Care Manager (CSCM) who is the Nominated Manager for allegations.
2.2 All allegations must be recorded in detail by the child's social worker in their case record and Strategy Meeting Discussion.
2.3 The child's social worker must notify the Quality Assurance Unit  and request a Strategy Meeting as per the LSCB's procedure, (see Knowsley Safeguarding Children Board Procedures, Management of Allegations against People who Work with Children and Young People Procedure). The Quality Assurance Service Manager will then consider whether the allegation should be investigated under the Knowsley Safeguarding Children Board Procedures, Section 47 Enquiries and Core Assessments Procedure. The Quality Assurance Unit, Service Manager will make a record of the reasons for the decision and advise the relevant social worker and supervising social worker, the CSCM and Registered Manager for Fostering of the next steps for further investigation.
2.4 If a decision is made that the allegations should be investigated under Section 47 procedures, then a Strategy Meeting must be convened - see Strategy Discussion/Meeting Procedure, Section 4, Strategy Meetings / Discussions - Principles. Where the allegation does come within this procedure, it is the responsibility of the supervising social worker's CSCM to notify the Registered Manager who will arrange for the Regulatory Authority (OFSTED) to be notified.
2.5 A Strategy Meeting will be held when there is reasonable cause to suspect that a child is suffering or is likely to suffer Significant Harm. Additionally where the allegation is of an historical nature and indicates that a child has suffered Significant Harm then a Strategy Meeting will be held to consider whether the allegations could have implications for any child currently placed with the foster carer/s.
2.6 An allegation which does not meet the threshold for Section 47 investigation is likely to be seen as a Service Complaint and, subject to consultation with the LADO, should be addressed accordingly by the Registered Fostering Manager should be considered as a complaint. Complaints which do not contain an allegation and are not investigated under Section 47 procedures should be subject to equally rigorous enquiry and investigation. A A record of  the complaint/concerns about a Carer must be subject to the complaints procedure/processes and a copy placed on the foster carer's file.
2.8 In all circumstances, the investigation of an allegation or a complaint should be regardless of who makes the complaint and should not be ceased simply because a child does not make a criminal complaint.
2.9 If the allegation is such as to suggest an immediate and continuing risk to the child or to other children, any necessary protective measures must be taken by the child's social worker prior to the Strategy Meeting.
2.10 The Registered Manager will make a decision about the process for investigating any allegation depending on the seriousness of the presenting issues of concern.  In order to bring increased objectivity to any investigation, in all but exceptional circumstances the foster carer’s allocated supervising social worker will not undertake the investigation of a serious complaint about a foster carer.
2.11 If the allegation concerns a foster carer approved by Knowsley, but resident outside the county boundary, the Knowsley LADO will confer with the responsible authority, as to which authority will lead the investigation. A decision must be made within 24 hours.
2.12 If an allegation is made outside of normal office hours, it is the responsibility of the Standby Service to ensure the immediate safety and well being of the child involved, at least until the child's social worker and CSCM are advised of the allegations.
2.13 If the child/ren making an allegation is/are residing in Knowsley, but the responsibility of another local authority, similarly a discussion would take place with the LADO in Knowsley and the placing authority as to which authority will lead the investigation.  Again a decision must be made within 24 hours.


3. Notifications

3.1 The Senior Independent Reviewing Officer should send a copy of the Allegations Notification Form to the LADO and Registered Fostering Manager for their records.
3.2 It is the responsibility of the Registered Manager for Fostering to notify Ofsted in accordance with Schedule 8 of the Fostering Service Regulations 2002.


4. Investigating an Allegation

4.1

The timing of the initial Strategy Meeting will be influenced by the degree of urgency, but should be held no more than 5 working days following the decision to convene the meeting. 

Depending on the allegation, consideration should be given to inviting the following people to participate:

  • Police in all cases;
  • Child's social worker and Children’s Social Care Manager with responsibility for the investigation in all cases;
  • Foster carer’s supervising social worker and his or her Team Manager/Assistant Team Manager in all cases;
  • Any other relevant professionals with specialist knowledge of the child/carer i.e. CAMHS, school;
  • A representative of the Regulatory Authority;
  • LADO.
4.2 Invitations to the Strategy Meeting should be discussed between the Chair, the child’s social worker and the supervising social worker. The Chair will check the central records for any previous enquiries/investigations in relation to the child and/or the foster carers.
4.3

The key purpose of the initial Strategy Meeting is to:

  • To share information about the allegation and agree who else should be informed and by whom (e.g. subject of the allegation, parents of child) and in what detail;
  • To confirm that any necessary immediate protective action has been taken and to consider if there is a risk to any other children. This may include advising a manager of any perceived risk to other children in the foster placement, and consideration of potential risk to the foster carers own children;
  • To confirm the outcome of any earlier Strategy Discussion;
  • To decide the scope and nature of the enquiries/investigations – and whether it should be a joint investigation with the Police or a joint investigation between the social worker and fostering service. This should include consideration of any measures needed to ensure equality and anti-discriminatory practice in the conduct of the enquiry/investigation;
  • To recommend whether any of the parties, particularly any child should have an advocate;
  • To identify support for foster carer against whom the allegation has been made, both from the Fostering Team and from an independent agency source through fostering network; 
  • To set a date for the meeting to reconvene within a maximum of four weeks, either to conclude the enquiry/investigation or to allow the investigating social workers to report back and seek assistance in respect to any difficulties they may be encountering.
4.4 The child’s social worker should arrange for a minute taker to be available and the Chair of the Strategy Meeting should ensure minutes are taken of the meeting and these should include relevant action plans. It is the responsibility of the Chair to ensure these minutes are distributed to those agreed including the Registered Fostering Manager within 2 working days.
4.5 The investigation should be conducted in accordance with the procedure for Section 47 Enquires and the investigating social workers should conduct interviews in a manner consistent with good social work practice.  Where the allegation contains a possible crime, the investigation may run parallel with a Police criminal investigation.
4.6 Interviewees may nominate a person to act as their supporter, however, the investigation must be mindful that the investigation is likely to include sensitive information about a looked after child. The Fostering service has made provision with the Fostering Network to access immediate support to carers who are subject of allegations.
4.7 Children making allegations should not be subjected to repeat interviewing for the purposes of differing investigations, and as in all investigations regard should be paid to the Achieving Best Evidence guidance. The interview with the child should be as fulsome as possible and recorded contemporaneously using the words of the child.
4.8

The purpose of a reconvened strategy meeting is to:

  • Establish the facts from the investigation;
  • Agree the outcome of the investigation i.e. whether the allegation is substantiated, or not substantiated;
  • Agree who else needs to be informed of the outcome, the terms in which they are to be informed and by whom;
  • Consider the need to undertake any further investigation as a consequence of the outcome of the investigation and formally consider whether there is a need for a Child Protection Conference (See Knowsley Safeguarding Children Board Procedures, The Initial Child Protection Conference Procedure) for any child;
  • Record a common understanding of what will happen next which could include:-no further action,  further investigation by the fostering team as a matter of complaint, criminal charges, referral of the foster carers to the foster panel for consideration regarding their terms of approval or de-registration. 

There may be occasions when an allegation is not substantiated but the investigation has identified concerns about the practice of a foster carer that should be considered as a complaint.

4.9 The Fostering Manager/supervising social worker will ensure that the foster carers are kept appropriately informed of the enquiry/ investigation, that they receive support throughout the process that that the arrangements and key decision points are confirmed in writing. 
4.10 The Chair of the Strategy Meeting, in consultation with the LADO and other managers as appropriate, will draw up an action plan based on the outcome of the investigations and the agreed actions. Where the report recommends that consideration be given to the foster carer’s approval being terminated, this must be included within the action plan. 
4.11

The Chair of the Strategy Meeting should forward the action plan to the LADO, Registered Fostering Manager, Service Manager (CLA) for the child concerned.

Any requests for copies of minutes/reports etc. should go via the Senior Independent Reviewing Officer. Parties against whom allegations have been made requesting such documentation are not allowed full copies of these documents, but should receive a synopsis of the information in respect to themselves, which does comply with Knowsley's requirements under the Data Protection Act 1998.

At the end of the enquiry/investigation  the Registered Fostering Manager and the LADO, should also give consideration as to whether any other action may need to be taken including referral to the Independent Safeguarding Authority (ISA).

A record of the complaint/concerns about a Carer must be recorded and a placed on the foster carer's file.


5. Investigating a Complaint

5.1

When the Fostering Service receives a complaint about a foster carer, the receiving supervising social worker must ensure an accurate recording of the complaint is made on every occasion. Where the information comes from a professional source, the professional concerned must be asked to follow up any verbal communication in writing. On occasions, referrers may ask to remain anonymous. Where this happens, the person receiving the information must take care to explain that whilst care will be taken not to disclose the identity of the referrer, foster carers will be informed of all information relevant to the complaint and it may be possible for them to know or speculate about the provider of the information.

Professional staff should not expect to remain anonymous and will be required to own and evidence their concerns.  
5.2

Immediately after receiving a complaint about a foster carer, the supervising social worker must inform the Registered Manager for Fostering or their delegate if absent. If the complaint relates to the care of a child looked after, the child’s social worker should also be informed. The Registered Manager in consultation with the social work manager will initial judgement about what action to take as follows:

Where there is any doubt or disagreement about the appropriate route of investigation, the matter must be speedily resolved.

In circumstances where it is unclear whether the matter meets the criteria for investigation using KSCB procedures, the LADO should be consulted.
5.3 The Fostering Service, will take a pro-active approach to responding to complaints and in doing so will place the interests of children as paramount whilst also recognising the particular vulnerability of foster carers. The Registered Manager will make a decision about the process for investigating any complaint depending on the seriousness of the presenting issues of concern.  In order to bring increased objectivity to any investigation, it may be appropriate that the foster carer’s allocated supervising social worker does not undertake the investigation of a serious complaint about foster carers.
5.4 Within five working days, the supervising social worker will inform the foster carer that a complaint has been made that requires investigation, unless to do so would potentially prejudice any police investigation. The foster carer will be provided with written information about the nature of the complaint at the beginning of the investigation process.
5.5 The initial investigation of a complaint should be completed within 10 days. It is recognised that more complex investigations may take longer in which case the foster carer and complainant should be advised in writing about the required timescale for completion. 
5.6 A written report should be made about the investigation of any complaint. Each element of any complaint should be separately detailed and an individual finding reached as to whether the complaint is upheld or not with reasons.
5.7 The investigation should gather all information relevant to the complaint, interview any people who may be able to provide relevant information or provide an informed view on the situation that has given rise to the investigation, and sensitively interview jointly with the child’s social worker or arrange for any children to be interviewed according to their age and level of understanding. Advice should be sought from the child’s social worker about the need for advocacy for the child.
5.8

The investigation should always take into account the following information:

  • The nature and source of the complaint;
  • assessment of the foster carers and for their placement history including any previous complaints and placement history;
  • Any supporting, corroborating or mitigating information that should be taken into account;
  • In the event of any of the complaint being substantiated/accepted, the foster carers ability to take responsibility for any aspects of complaint and whether they are capable of making any necessary changes.
The investigation should reach conclusions based on evidential findings, which make clear recommendations about what should happen. The Registered Manager should make a decision about whether the matter should be referred to OFSTED in accordance with Schedule 8 of the Fostering Service Regulations 2002.
5.9 If the Fostering Manager and investigating supervising social worker are satisfied that the complaint is unfounded, they should discuss their assessment to reach a shared view with the child’s Social Worker. Where a complaint is determined to be unfounded, a clear record of the complaint must be recorded with the subsequent assessments and actions of the Family Placement Service.
5.10

In circumstances where the complaint is upheld, the investigating social worker, supervising social worker (if different) and the Registered Manager should agree the most appropriate way forward. This could include:

  • Convening a foster care review to review to clarify expectations;
  • Refer to the fostering panel with a report which documents the process of investigation and makes a recommendation about any changes to the terms of approval including de-registration.
5.11 In circumstances where there have been several complaints made about foster carers, the fostering service needs to monitor carefully whether there are any indicators of underlying issues of concern. In circumstances where there have been three complaints about Foster carer in the space of three years, whatever the outcome, a report on the concerns and outcomes must be presented to the Fostering Panel.


6. Support to Foster Carers

6.1 It is essential when investigating complaints about foster carers to ensure that the primary focus is about promoting the welfare of children while at the same time treating foster carers fairly. It is important to remember that becoming subject to a complaint is an extremely stressful event particularly for foster carers who share their lives and homes with children. It is possible that a foster carer may feel aggrieved and scared of the process due to the stress and this response should not be interpreted as culpability.
6.2 When a foster carer is first informed of a complaint, they should also be advised of the support and representation that the Council is able to make available via the fostering network. Feedback from foster carers consistently states that they need to have as much information as possible and the time to prepare for meetings. This includes: the opportunity to make contributions and to respond to any information, immediate access to advocacy and support and for matters to be conducted thoroughly and timely.
6.3 Meetings with foster carers should be planned when their representatives are able to be with them.
6.4 Foster carers should always be given information and any key decisions in writing as soon as possible.
6.5 Foster carers and their representative will always be invited to attend any Fostering Panel where a complaint made about them is being considered. 
6.6 Throughout any investigation, a foster carer’s supervising social worker will continue to provide a level of service commensurate with their particular circumstances. The usual timescale for a Foster Care Review should be maintained throughout any investigation process.
6.7 In circumstances where children are removed from placement following a complaint about a foster carer, the Fostering Service must confirm in writing the details of any financial implications to the Foster carers.  Any future placement negotiations will be suspended until the investigation is concluded.
6.8 If a foster carer is suspended from fostering, these details of the suspension and reasons for suspension must be confirmed in writing.


7. Role of the Fostering Panel

7.1

In circumstances where a complaint against a foster carer is referred to the Fostering Panel, the function of the Fostering Panel is to:

‘… recommend whether or not a person remains suitable to act as a Foster carer, and whether or not the terms of approval remain appropriate …’ Regulation 26, Fostering Service Regulations.
7.2 The Fostering Service should provide one report to the Fostering Panel which details the process of any investigation in relation to a complaint or allegation. The foster carer and their representative should be supplied with all information which will be made available to the Panel 28 days before the Panel meets. The Carers and their representative should provide any written responses and information they wish the Panel to receive two weeks prior to the Panel date.
7.3

The panel will consider all written and verbal information made available from the following sources:

  • The foster carer(s) and their representative;
  • The supervising social worker;
  • The investigating officer;
  • Child’s social worker.
7.4

The Fostering Panel will then make the following recommendations in relation to the foster carer to the Agency Decision Maker:

  • To take no further action;
  • To make changes to the terms of the foster carer(s) approval;
  • That the foster carer should undertake specific activities such as training and attendance at support groups;
  • To defer for further information;
  • To terminate the approval of the foster carer(s).
7.5 For further information please refer to Fostering Panel Procedure.

End